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Historical Documents
Treaty on Open Skies
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A Typical Open Skies Mission
When a State Party wants to conduct an observation flight, it is
required to give 72 hours notice to the country they wish to
observe. They send a message, called a Format 12, to the
hosting country with its arrival time and a list of the
people who will conduct the mission. The host nation must
respond with a Format 13, an acceptance reply. The observed
country quickly acquires visas, sets up lodging, and gets
everything in place for the observing nation's
arrival.52
Upon arrival,
the observing State Party has 96 hours to complete
the observation mission. Immediately after arrival,
the visiting nation's team will go through point of
entry procedures-a variety of briefings required by
the treaty. These include weather updates, safety
hazards, and any other special rules or information.
The teams then travel to the Open Skies Airfield,
if different than the entry point. An initial inspection
of the observation aircraft is then conducted at the
Open Skies Airfield. During a passive quota in the
United States, inspection of the foreign aircraft
will be conducted by DTRA's Technical Equipment Inspectors.
.jpg)
A Russian An-30 arrives at Dulles International Airport
in Washington, D.C. for a Russia-U.S. joint trial
flight, July 28-August 4, 1997.
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They look to ensure that the aircraft and sensors
comply with those previously certified in accordance
with the treaty. A technical equipment inspection
can last up to eight hours, but it must be completed
at least four hours prior to the scheduled commencement
of an observation flight.53
Next, the observing nation's team chief, or mission
commander, submits his mission plan to the other country.
This is done at least 24 hours before the scheduled
takeoff. The observed country reviews the plan to
make sure it fully complies with the treaty. They
have four hours to review the plan and accept or propose
changes. If there are any major concerns, the two
parties have up to eight hours to reconcile the flight
plan. In the unlikely event that the two parties can
not reach agreement, the observing party may cancel
the mission. They must then file and submit a written
explanation to all other States Parties. A demonstration
flight could be flown after the pre-flight inspection.
A demonstration flight consists of the observing party
flying a racetrack pattern over a target, operating
the cameras and equipment to be used for the actual
mission flight. If a demonstration flight is added,
the observing State Party is given an additional 24
hours, on top of the 96 hours, to complete the mission.54 |
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A United Kingdom sensor operator
changes the film onboard the British Andover as an
American Open Skies official observes the process
during a joint trial flight over Scotland in 1996.
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.jpg)
The
U.S. observer initials that he had witnessed the change-out
of film. |
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A U.S. Open Skies team reviews
and discusses a flight plan for a mission over the
United States. |

U.S.
technical equipment inspectors layout their equipment
which will be used to inspect the Bulgarian An-30 aircraft
prior to a trial flight. |
U.S. and the Czech Republic crews pose with the Czech
An-30 aircraft, preparing for a demonstration flight
over the Czech Republic in July 1996. |
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The actual mission consists of flying the accepted
route and altitude. In some of the larger countries
such as Russia and the United States, the mission
may require several takeoffs and landings from pre-designated
Open Skies refueling airfields to complete the total
mission. Such cases may take two or more days of flying.
The maximum flight distances of observation flights
commencing from Open Skies airfields varies, depending
on the size of the observed nation. For example, the
maximum distance you can fly from declared airfields
in Bulgaria during one mission is 660 kilometers,
while in Russia, flights up to 6,500 kilometers are
allowed.55 Typically, most European nations
will require only one day of flying. The 96 hours
allowed provides extra days for multiple flights in
the larger countries. Additionally, if the weather
on the scheduled flying day is not suitable for acquiring
the desired imagery, the observing nation may use
the extra days to wait for better weather.56
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| .jpg)
A U.S. official greets members
of the Ukrainian Open Skies crew after arriving at
Robins Air Force Base, Georgia, in April 1997. |
A
Ukrainian technician operates a sensor onboard an An-30
aircraft, while a U.S. Open Skies team chief looks on
during a joint trial flight over Ukraine in June 1998 |
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U.S.
officials observe a Bulgarian sensor operator at a
sensor control station onboard an An-30 aircraft during
a demonstration flight over Dayton, Ohio, July 27,
1998. |
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landing after an observation flight, the parties might
go immediately to process the film and make duplicates-the
treaty requires that a copy of the imagery will always
be provided to the country being observed. The observing
country has the option of processing the film back in
its own country. If this option is chosen, the observed
nation is authorized to send two people back with the
team from the observing nation to monitor the processing
of the film, the duplication process, and then take
copies back to their country. For processing in the
United States, DTRA uses the Open Skies Media Processing
Facility (OSMPF) located at Wright-Patterson Air Force
Base (AFB), Ohio.57 |
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Joint Trial Flights
Joint Trial
Flights (JTFs) are Open Skies missions conducted between
two or three States Parties outside the normal quota
of either country. While awaiting entry-into-force
(EIF) of the treaty, |

German officials, and a Belgian observer, watch operations
at a sensor control station onboard the OC-135B aircraft
during a U.S.-Germany joint trial flight, July 14-25,
1995.
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JTFs are routinely being performed between the signatory
nations. These flights are designed to look exactly
like Open Skies Treaty missions. The most significant
difference is in the detailed mission planning stages.
During a joint trial flight, there is more planning
and discussion between the participating countries.
Before each flight, DTRA will generally send the designated
team chief and two other representatives to the country
that the U.S. intends to fly with. There, they sit
down with that country's representatives and develop
the plans and schedules for the mission. The mission
dates are set; all the payment rules are established
such as who pays for hotel rooms; how jet fuel will
be purchased; and how the aircraft will be serviced.
Visas and customs are also discussed in these planning
sessions. By contrast, in an actual treaty mission
the observing country is only required to give 72-hour
notice prior to arriving.58
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.jpg)
A
Ukrainian An-30 Open Skies aircraft on
the tarmac at Borispol in Kiev, Ukraine in
June 1998
Planning usually happens months ahead of the actual joint trail
flight. Then, about four weeks before the mission, the
combined U.S. mission planning team finalizes the route to fly
and areas to be imaged. Alternate routes are also developed in case of
bad weather or if other circumstances arise. Well before 72
hours prior to arriving, the observing party will send a
message to the hosting country listing arrival times and mission
personnel. The rest of the JTF mission is conducted like
an actual Open Skies Treaty mission. One other difference
is that after a joint trial flight, only the two nations
involved share the imagery produced. For actual quota
missions under the treaty, any signatory nation of the treaty can
request a copy of the imagery.
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On July 10-12, 1993, the United States flew its first
joint trial flight. Conducted over Hungary, and with
12 nations observing, the U.S. Convair CV-580*
conducted two flights over several Hungarian CFE (Conventional
Armed Forces in Europe) Treaty sites.59 During
the mission, the U.S. collected mostly optical images,
however, some synthetic aperture radar (SAR) imaging
was also captured. Since then, while awaiting the treaty's
entry-into-force, the United States has conducted 34
JTFs with other nations.60 Eleven of these
have been flown over the United States, while 23 have
been over foreign territories. (See Appendix E for a
detailed breakdown of these JTFs.) |
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U.S. and Russian officials greet
each other after the United States Open Skies team
arrives at Kubinka for a joint trial flight, August
1997. |

The
Russian Open Skies team stands beside their An-30 aircraft
shortly after arriving for the first time in the United
States for a joint trial flight, July 28-Aug 4, 1997. |
* This was the only JTF conducted in which the
United States used the CV-580. After this mission, the U.S.
began using the OC-135B aircraft.
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